AGENT ACTIONS AND SANCTIONS

Date	Registrant	Status
05/03/2019	Timothy Desmond Consent Order	Revoked
04/03/2019	Andrew Thomson Consent Order	Suspended
07/26/2019	Mike McCarthy Consent Order	Letter of Surrender
09/26/2019	Courtney Carroll Consent Order Consent Order Termination - 03/05/2021	Active
08/27/2020	Jonathan Sears Consent Order	Letter of Surrender
11/23/2020	James Austin Insley Consent Order	Letter of Surrender
06/15/2023	Gregory Myers Consent Order	Letter of Reprimand
11/07/2023	Errick Dickerson Consent Order	Revoked
09/15/2023	Juan Payne Consent Order	Application denied
09/19/2024	Shawn Cumberbatch Consent Order	Revoked
3/10/2025	Eugene Walker Final Order	Revoked
05/28/2025	William Callow Final Order	Revoked